IDFA Swaps Proficiency Requirements

IDFA's Swaps Proficiency Requirements must be successfully completed by individuals registered as associated persons (AP) at futures commission merchants, introducing brokers, commodity pool operators and commodity trading advisors who engage in swaps activity subject to the CFTC's jurisdiction (swap APs) as well as individuals acting as APs at swap dealers. The Swaps Proficiency Requirements are available online.

If you are an IDFA Swaps Proficiency Requirements Administrator, click here.

For additional details regarding IDFA's swaps proficiency requirements, read IDFA's March 5, 2019 Rule Submission Letter. If you need additional assistance, please contact IDFA's Information Center.