IDFA Swaps Proficiency Requirements Administrators

Each IDFA Member with associated persons (AP) required to take IDFA's Swaps Proficiency Requirements must designate at least one Swaps Proficiency Requirements Administrator (SPR Admin) who will coordinate enrollment and track progress. An SPR Admin must also be an ORS Security Manager.

Firms may have more than one SPR Admin; however, any additional SPR Admins must also be a Security Manager of the firm. If an IDFA Member plans to have one SPR Admin for multiple affiliated firms, the SPR Admin should first complete the form online and then contact IDFA's Information Center to be designated as the SPR Admin for additional firms.

There are two methods of enrolling individuals in IDFA's Swaps Proficiency Requirements System, via upload or by disseminating an enrollment code. Select the method your firm will use below for additional information..