Notice Registered Futures Commission Merchants (FCM) and Introducing Brokers (IB)

Notice registered futures commission merchants (FCM) and introducing brokers (IB) are SEC-registered broker-dealers that limit their futures-related activities to the sale of security futures products on contract markets.

File a completed Notice Form 7-R to become notice registered as an FCM or IB

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Notice Registered Broker-Dealer Detail

Notice registered broker-dealers are CFTC-registered FCMs and IBs that limit their securities related transactions to trading security futures products.